MRS volume 697: Surface Engineering 2001 -Fundamental and
Applications
Effect of tribological properties of undoped and florine-doped
silicon di-oxide FIMS ON chemical mechanical planarization process
A.K. Sikder, S. Thagella., U.C. Bandugilla and Ashok Kumar1
Center for Microelectronics Research
1Also with Department of Mechanical Engineering
University of South Florida, Tampa, FL 33620
Chemical mechanical
planarization (CMP) occurs at an atomic level at the slurry/wafer interface and
hence slurries and the interaction of the films and polishing pads play a
critical role in the successful implementation of this process.
Understanding the tribological properties of a dielectric layer in the CMP
process is critical for successful evaluation and implementation of the
materials. In this paper, we present
the effect of tribological properties of undoped and florine doped silicon
dioxide films on their CMP process. A micro-CMP tester was used to study the
fundamental aspects of CMP process. We have studied the CMP process of oxides on
polyurethane pads (IC1000-B4/SubaIV) with colloidal silica slurry at different
conditions. The coefficient of friction (COF) and acoustic emission signal was
monitored during process. The COF was measured during the process and was found
to varies differently for different samples and with down force and platen
rotation. The effects of machine’s parameters on the polishing performance and
correlation of physical phenomena with the process has been discussed.
Continued miniaturization of the device dimensions and the related need to interconnect an increasing number of devices on a chip have led to building multilevel interconnection on planarized levels. In chemical mechanical planarization (CMP) very thin materials (≤5 μm) have to be removed very precisely while maintaining the precise control on the remaining thickness. CMP is a tribochemical process involving few basic components. Mechanical wear was accelerated by a chemical reaction, later induced by friction [1]. Planarization of the wafer results from the synergistic action of the mechanical shear forces and the chemical action of the slurry [2]. Many issues, e.g. polishing conditions, pad properties, slurry chemistry and hydrodynamics, and polishing head design, have been addressed by several researchers [3,4-6]. However, a poor understanding of complicated polishing phenomena makes it difficult to achieve local and global uniformity.
Different CMP processes attempt to achieve a balance between removal rate and global/local planarization through a combination of solution chemistry, speed, applied pressure, and pad properties [7,8]. Often a change in slurry or operating conditions lead to conflicting performance. There is a great need for a better understanding of all the complex tribological interactions between slurry, polishing pad, carrier film, wafer, polishing head, pad conditioner, etc. Fundamental tribological studies will allow to optimize the pad design, material selection, process pressure, orbital and linear speed, chemical solution, within wafer uniformity, and local planarization [9-16]. Solving these evolving challenges, while maintaining cost-effectiveness of the multi-faceted CMP process requires extensive experiments that involve a complex interplay between flow, thermal, and chemical processes, with particulate and mechanical contact and deformation phenomena. It is important to understand the fundamental nature of surface planarization and identify the main mechanisms to control the CMP process.
Although there is universal acceptance that device performance will improve by using lower-k (~ 2.5 or lower) dielectric films and Cu metallization, there are no of issues have to be solved in CMP point of view [17-19]. It is important to develop novel slurry/abrasive systems or to use chemically functionalized particle/slurry combinations to resolve these issues. It is necessary to develop a fundamental understanding of the relationship between the CMP process variables, slurry parameters and the characteristics of the low-k films.
In this study, we discussed the tribological properties of undoped and florine doped silicon dioxide CMP process using CMP tester. It is often difficult to study in-situ the fundamental polishing properties in a real CMP polisher. Conventional studies mostly restricted themselves to the optimization of process parameters without going into the understanding of basic tribological properties. A CMP tester, used in this study, has several sensors (Force sensor, acoustic emission (AE) sensor and electrical sensor), which are very useful for the in-situ monitoring and optimizing the CMP process. Co-efficient of friction (COF) is measured using force sensor during polishing and it is found that COF has marked effects on the removal rate and acoustic emission. Correlation of mechanical properties along with the friction behavior of the films with the wear behavior has been discussed. Validity of Preston’s equation has also been discussed.
Table 1. Details of the samples used for CMP studies.
|
Sample |
Thickness (Ĺ) |
Grown by |
Hardness (GPa) |
Modulus (GPa) |
Refractive
Index |
|
SiO2 |
3850 |
PECVD |
6.3 ± 0.4 |
68.1 ±1.2 |
1.474 |
|
SiOF |
1700 |
HDPCVD |
4.3 ± 0.7 |
42.40±3.35 |
1.430 |

Table 2. Testing parameters and materials for measuring wear behavior of oxides
|
Normal Pressure |
Variable (1-6 psi) |
|
Platen Rotation |
Variable (0.2--1.2 m/s or 42.2--269.8 RPM) |
|
Slider Movement |
45 mm with offset ± 5mm and velocity 10 mm/sec. |
|
Slurry |
Oxide slurry (Klebesol 1501), (100 ml/min.) |
|
Pad |
IC1000-B4/SubaIV |
|
Time |
20-80 Sec |
|
Upper Specimen |
Undoped and F-doped Silicon oxide |
Typical polyurethane pads, either perforated or grooved IC 1000, consist of pores or voids of an average diameter of about 30 μm; voids account for approximately 30% of the volume of the pad. Fig. 2 (a) shows the cross section of a typical IC 1000/Suba IV pad and (b) shows the surface of an IC 1000 pad. The key element that affects polishing performance is pad surface roughness and this roughness is maintained with the application of a conditioner, diamond grit embedded in a metal matrix. It can be seen that the pores are uniformly distributed throughout the pad, as pores can be seen even at the cross section.
Fig.
2 SEM micrographs of (a) cross section of IC 1000/Suba IV pad and (b)
surface of IC 1000 pad



(a) (b)


(c) (d)
Fig. 3. Coefficient of friction with (a) RPM for U-SiO2 films,(b) with RPM for SiOF films, (c) with PSI for U-SiO2 films and (d) with PSI for SiOF films.
A series of oxide samples (1” X 1”) were tested at different combinations of down force and platen speed while the slider was oscillating in the radial direction with a linear velocity of 10 mm/sec at a radial distance 45 mm ± 5 mm. COF is an important tribological property of films and pad, and was recorded during all the tests. Fig. 3 (a,b) and (c,d) show the COF vs. RMP and PSI during polishing of U-SiO2 and SiOF films respectively. COF was calculated with taking average of 10-20 sec. data during the polishing of total 20-80 sec. for different samples. With higher RPM, there is a slight increase of COF could be seen with increasing RPM for both U-SiO2 and SiOF films. With different PSI also, COF has a trend of a slight increase could be seen for both the films. Value of COF is slightly higher for the SiOF films. COF has marked effect on removal rate, local and global uniformity. Influence of COF in polishing performance has been discussed in the next section.

(a) (b)

(c)
(d)
Fig. 4. Average removal rate with RPM and PSI for (a,b) for U-SiO2 and (c,d) for SiOF films.
For removal
rate calculations, thickness of the oxide layer was measured by 9-point
thickness measurement after polishing using ellipsometer. Before polishing
thickness of the films were also measured at several points. After subtracting
all 9-points from the initial thickness, removal rate (RR) was then calculated
by taking the average of all 9 points. Fig. 4 (a,b) and 4 (c,d) show the
variation of removal rate with the
function of RPM and PSI for U-SiO2 and SiOF films respectively.
Removal rate increases with both RPM and PSI for both the samples. Removal rate
decreases slightly at platen rotation 250 RPM for U-SiO2, which has
been noticed earlier also [20]. If this is due to inadequate slurry-film
interactions during higher platen rotation, similar effect could have been seen
for SiOF films also. This may be because of hydroplaning effect at higher
rotation. It can be noticed from Fig. 4 that overall RR is higher for U-SiO2
than the SiOF films. There is no significant change in COF for these two films.
Again nanoindentation results showed significant change in their hardness and
modulus values (Table 1). Now there should be higher RR for softer films for a
mechanical polishing which might not be true for chemical mechanical process.
Higher RR for U-SiO2 films is may be due to higher chemical
interaction of slurry with the film’s surface. Validity of Preston’s equation
has also been tested. Fig. 5 (a) and (b) show the average RR vs. RPM*PSI for
two kind of films and the linear relation indicates that polishing of these
films follows Preston’s equation [19]. It can be seen that data are more
scattered for U-SiO2 films than SiOF films. This may be because of
higher mechanical polishing for SiOF films than chemical polishing. Fig. 5 (b)
and (d) the variation of average RR with respect to RPM*PSI*COF for the two
films respectively. Interestingly data is slightly more scattered for U-SiO2
films, whereas, data are more closer to the average line for SiOF films. More
experiments are underway for understanding the effect of tribological
properties of the films and pads on the CMP process.

(a) (b)

(c)
(d) 
Fig.5. Average removal rates plotted with RPM*PSI.
Linear relation indicates that polishing follows Preston’s equation
IV. CONCLUSIONS
The following conclusions can be made from this study:
· Removal rate increases with
platen velocity and down pressure.
·
Removal
rate decreases slightly at platen rotation 250 RPM for the U-SiO2
films. This may be due to hydroplaning
·
Removal
rate follows Preston’s equation.
V. ACKNOWLEDGEMENTS
Part of the research was supported by SEMATECH grant # 2112-139LO. One of the authors (Ashok Kumar) would like to acknowledge NSF CAREER Grant No. 9983535 for support of this research.
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